We are THE relationship-based firm. We deeply care about the success of our financial professionals. Their success is our success.
Advisor Focused
At ESI, your voice matters. We work with you and welcome your input and feedback, whether you engage through our ESI Field Advisory Committee or by direct outreach to our leadership team. If you have an idea, we’ll have a discussion.
Our Operations team is focused on both efficiency and knowledge so that when you call, we’ll have answers. Our Compliance team believes in collaboration, listening intently, and working together to find solutions. Our solutions-driven Business Development team brings you sales and marketing resources to build the business you envision.
Unparalleled Service
We constantly strive to give our financial professionals the gift of time — whether it’s driving software integration or the in-depth knowledge of our associates, our financial professionals spend their time where it matters most — with their clients.
The cornerstone of our foundation is National Life Group.
As the broker-dealer and Registered Investment Adviser (RIA) affiliate of a mutual life insurance company, we have a unique view of the business, and an understanding of how investments and fixed financial solutions work together. We also understand the importance of flexibility and providing multiple affiliation options.
- 1848 National Life Insurance Company Founded
- 1968 Equity Services, Inc. Broker-Dealer Forms
- 1992 Equity Services, Inc. Financial Advisors Established
Financial Professionals
Assets Under Management, Equity Services, Inc.
Broker-Dealer Founded
Registered Investment Adviser Founded
Alex David
President and Chief Executive Officer
