Gregory D. Teese

Gregory D. Teese

Senior Vice President, Operations

 

Gregory D. Teese serves as Senior Vice President of Operations for Equity Services, Inc. overseeing the operations teams, including brokerage, advisory, new business, suitability and field compensation.

Greg joined National Life Group in 1989 and has served in various capacities during his tenure, including as the chief compliance officer of Equity Services, Inc. from 1997 until 2019, as well as the chief compliance officer for the Sentinel Asset Management, Inc., Sentinel Group Funds, the National Life Variable Product Separate Accounts, the Sentinel Variable Product Trust and Sentinel Financial Services Company.

Greg earned a BS from the University of Vermont in business administration, with a concentration in finance.  He holds Series 7, Series 24, Series 28, Series 63 and Series 65 securities registrations/qualifications.   He has served on several FINRA committees, including the Series 6/Series 26 Qualifications Committee, the FINRA Compliance Resources and Education Committee Meeting, the FINRA Boston District 11 Committee, the FINRA Boston District 11 Consultative Committee and the FINRA Boston District 11 District Nominating Committee.  

Greg has spoken as panelist at industry meetings throughout his career, including FINRA’s annual national conference, regional meetings for FINRA Boston District 11, the LIMRA LOMA Regulatory Compliance Exchange and the National Society of Compliance Professionals.

“After more than 30 years of experience in the securities industry, what I still find exciting is to find innovative solutions for our financial professionals in the field. They have a challenging job—we are at our best when we give our representatives the gift of time, so they can in turn help more families pursue and achieve their financial dreams.”
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