ESI Privacy Policy
Client Relationship Summary
Bond Markup Schedule
Client Transaction Fee Schedule for EFA Programs
Brokerage Account Client Transaction Fee Schedule
Important Information About Revenue Sharing Arrangements
Business Continuity Statement
Important Account Info
Form ADV Part 2A (48596)
Form ADV Part 2A - Appendix 1 (51938)
ERISA Revenue Sharing Disclosure
ERISA Plans - Brokerage Client Transaction and Service Fee Schedule

SEC-Required Report on Routing of Customer Orders

2019 Consolidated Quarterly Data
2020 - First Quarter- Consolidated Quarterly Data
2020 - Second Quarter- Consolidated Quarterly Data
2020 -Third Quarter- Consolidated Quarterly Data
2020 -Fourth Quarter- Consolidated Quarterly Data
2021 - First Quarter- Consolidated Quarterly Data
2021 - Second Quarter- Consolidated Quarterly Data